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Policy packs · Investment Fund / Fund Manager

Investment fund & fund managers policy pack

Ready-made privacy, acceptable-use, AI, and client-consent documents written for investment fund & fund managers, in Canadian and US variants with the correct laws and regulators built in. Lavawall® generates them from the security and IT data you already collect, so the wording matches the safeguarding duty owed to fund investors.

Generate the packSee all industries

Privacy · acceptable use · AI · client consent · Canadian & US variants

Written around what investment fund & fund managers actually handle

Investment fund & fund managers handle investor records, subscriptions, and fund data. Instead of a generic template, each document in the pack is written around that data and the safeguarding duty owed to fund investors, in plain language, and generated from the security and IT data you already collect.

The laws and regulators built in

Every pack ships in Canadian and US variants with the right rules referenced for each, so you are not editing a template to guess what applies.

Canadian variant

  • CSA Staff Notice 33-322 (NI 31-103 s.11.1)
  • PIPEDA and provincial privacy law

US variant

  • SEC requirements for fund managers
  • State privacy and breach laws

In every investment fund & fund managers pack

Privacy policy

How personal information is collected, used, protected, and disclosed, tailored to your data.

Acceptable-use policy

Clear rules for staff on systems, devices, and data, for the way you actually work.

AI-use policy

Guardrails to adopt AI tools without exposing sensitive or confidential data.

Client-consent documents

Consent language that fits your relationship and jurisdiction.

Because the pack is generated from your live security and IT data, it stays accurate as your posture changes, instead of a stale template you have to defend.

Generate your investment fund & fund managers pack

The GRC Wizard takes your industry and compliance requirements into account, then builds the right documents from the data you already collect.

Frequently asked questions

How are these documents generated?

Lavawall builds them from the security and IT data you already collect, so the wording matches what your organization actually does rather than a generic template, and it stays current as your posture changes.

Do the documents cover Canadian and US law?

Yes. Every pack comes in Canadian and US variants with the right privacy laws and regulators referenced for each jurisdiction.

Is this aimed at the fund or the manager?

At the manager's handling of investor personal and financial data. The Canadian variant references CSA Staff Notice 33-322 and the NI 31-103 safeguarding obligation.

Can we show this to institutional investors?

Yes. The documents are written to speak the language an institutional investor's due-diligence questionnaire expects on privacy, acceptable use, and AI.